Self-regulatory organizations - PDFSEARCH.IO - Document Search Engine

Self-regulatory organizations
Results: 6954

#	Item
361	OTC Derivatives Clearing and Settlement Business Regulation Formulated on September 11, 2013 Amended on June 3, 2014 Amended on February 11, 2015 Add to Reading List Source URL: inc.krx.co.kr Language: English - Date: 2015-03-23 04:25:39 Self-regulatory organizations ISDA Master Agreement Derivative International Swaps and Derivatives Association Futures contract Bank Clearing house LCH.Clearnet Financial economics Financial system Finance
362	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-FINRAMarch 24, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiven Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-24 13:19:34 Business Financial services Financial regulation Financial Industry Regulatory Authority Investment Banking Exam General Securities Representative Exam Registered representative General Securities Principal Exam U.S. Securities and Exchange Commission United States securities law Professional certification in finance Self-regulatory organizations
363	Hello, my name is Bob Stammers and I am a CFA charterholder and the director of investor education at CFA Institute It has become tradition at the IFIE-IOSCO Global Conference to recognize the generosity of the sponsorin Add to Reading List Source URL: www.ifie.org Language: English - Date: 2012-07-03 10:22:44 Business Finance Self-regulatory organizations Chartered Financial Analyst Professional certification in finance International Organization of Securities Commissions CFA Institute Securities Investor Protection Corporation Financial Industry Regulatory Authority Financial planning Investment Financial economics
364	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MIAXApril 2, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness o Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-02 16:32:34 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Market maker Economy of the United States Investment NASDAQ Financial markets United States securities law Financial economics
365	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 17, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-20 12:32:49 73rd United States Congress United States Securities and Exchange Commission Financial economics Securities Exchange Act United States NASDAQ Listing Philadelphia Stock Exchange U.S. Securities and Exchange Commission Economy of the United States United States securities law Self-regulatory organizations
366	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEApril 10, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectivenes Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-10 15:56:59 Investment Financial markets Chicago Board Options Exchange Options Options Clearing Corporation Binary option Rut Market maker Financial economics Finance Financial system
367	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSApril 16, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change to Amend Rules 11.9 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-16 13:24:34 73rd United States Congress Order Securities Exchange Act Federal Rules of Civil Procedure Financial economics Investment Finance United States Securities and Exchange Commission Stock market United States securities law
368	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BXApril 2, 2015 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-03 06:15:15 United States Securities and Exchange Commission Finance Economy of New York City Economy of the United States NASDAQ Securities Exchange Act Order U.S. Securities and Exchange Commission Chicago Stock Exchange Stock market Financial economics Investment
369	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSApril 6, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-06 17:24:59 Self-regulatory organizations 73rd United States Congress Financial Industry Regulatory Authority Securities Exchange Act Securities regulation in the United States Financial system Business U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission Financial regulation
370	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMarch 17, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-17 14:36:13 Investment United States Securities and Exchange Commission Finance Market maker Chicago Board Options Exchange Order Securities Exchange Act Financial markets Stock market Financial economics

UPDATE